About

Over 25 years legal practice involving Investment Management, Employee Benefits, Securities, Tax, Executive Compensation, SEC, DOL, IRS, FINRA, OCC, FDIC, Broker Dealers, Registered Investment Advisers, Financial Institutions, Legislation, Insurance Companies, Fiduciary Transactions, Regulatory Compliance, ERISA, Investment Advisers Act, Securities Exchange Act, Investment Company Act, Private Equity, Fund Formation, Hedge Funds, Investment Vehicles, Collective Investment Vehicles, Regulatory ComplianceSpecialties: ERISA and Securities Law regulation of qualified retirement plan products and services, and related investment advisory and broker dealer issues.

Practices Areas

Intellectual Property

Business

International Law

Language

English

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